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We at Niagara Financial Advisors, LLC, (NFA) respect the confidentiality
of our clients’ non-public, personal information. It is our intention to
ensure that this information is safeguarded to protect against its misuse.
To that end, we are providing you with another copy of our current Privacy
Policy to remind you of our concern for and our efforts related to the
protection of your personal, non-public information.
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All information given to NFA and all recommendations and advice furnished by NFA to
its clients will be kept confidential and will not be disclosed to anyone, except as
NFA may so agree in writing or as may be required to do so by law.
NFA will collect non-public, personal information (NPI) about its clients as part of
any engagement. This information will be obtained directly from the client and includes
details such as the client’s date of birth, social security number, financial account
numbers and balances, tax returns, sources and amounts of income, home addresses and
telephone numbers.
As part of NFA’s policy, NFA restricts access to confidential personal information about
its clients to those NFA employees who need to know that information in order to provide
products or services to its clients. NFA maintains physical, electronic, and procedural
safeguards to comply with federal standards to guard its clients’ confidential personal
information.
Use of nonpublic information of former customers
The firm will provide nonpublic information about former customers only if required to do
so by law or regulation or to those parties who need such information in order for the
firm to carry out any continued obligation with respect to the services covered by the
former adviser/customer relationship.
Should a client agree to accept financial advisory services provided by NFA, NFA may share
the client’s NPI with non-affiliated third parties. NFA may maintain agreements with
various affiliated or non-affiliated entities who may act as the custodian and account
holder for customers of NFA and securities may be offered directly through those other
broker-dealers properly engaged by NFA. These third-party institutions may require
agreements to establish a NFA client’s account with them. NFA will share only the
appropriate customer NPI needed to facilitate these account agreements on behalf of its
clients.
Should you prefer, NFA will not disclose confidential personal information about you to
non-affiliated third parties. You may opt out of such disclosures; that is, you may direct
NFA not to make those disclosures (other than disclosures required or permitted by law).
Should you wish to opt out of disclosures to non-affiliated third parties, please contact us
at the following number: (678) 527-2800.
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